{"id":67909,"date":"2024-05-29T15:02:54","date_gmt":"2024-05-29T07:02:54","guid":{"rendered":"https:\/\/naipnews.naipo.com\/?p=67909"},"modified":"2026-07-09T15:17:38","modified_gmt":"2026-07-09T07:17:38","slug":"uspto-2024%e5%b9%b44%e6%9c%88%e5%8f%91%e5%b8%83ai%e5%b7%a5%e5%85%b7uspto%e5%ae%9e%e5%8a%a1%e4%bd%bf%e7%94%a8%e6%8c%87%e5%bc%95","status":"publish","type":"post","link":"https:\/\/naipnews.naipo.com\/zh-hans\/67909\/","title":{"rendered":"USPTO 2024\u5e744\u6708\u53d1\u5e03AI\u5de5\u5177USPTO\u5b9e\u52a1\u4f7f\u7528\u6307\u5f15"},"content":{"rendered":"
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\u56fe\u7247\u6765\u6e90 : shutterstock\u3001\u8fbe\u5fd7\u5f71\u50cf<\/figcaption><\/figure>\n

USPTO\u53d1\u5e03\u300a\u4eba\u5de5\u667a\u80fd\u5de5\u5177USPTO\u5b9e\u52a1\u4f7f\u7528\u6307\u5f15\u300b\uff0c\u4f9d\u636e\u7f8e\u56fd\u73b0\u884c\u6cd5\u89c4\u53ca\u653f\u7b56\uff0c\u9488\u5bf9AI\u5de5\u5177\u7684\u673a\u4f1a\u4e0e\u98ce\u9669\uff0c\u63d0\u793a\u76f8\u5173\u64cd\u4f5c\u6ce8\u610f\u8981\u70b9\u3002<\/p><\/blockquote>\n

2024\u5e744\u6708USPTO\u4e8e\u7f8e\u56fd\u300a\u8054\u90a6\u516c\u62a5\u300b\uff08Federal Register\uff09\u53d1\u5e03\u300a\u4eba\u5de5\u667a\u80fd\u5de5\u5177USPTO\u5b9e\u52a1\u4f7f\u7528\u6307\u5f15\u300b\uff08\u672c\u6587\u7b80\u79f0\u300a2024\u5e744\u6708\u6307\u5f15\u300b\uff09[1]<\/a>\uff0c\u4f9d\u636e\u7f8e\u56fd\u73b0\u884c\u6cd5\u89c4\u53ca\u653f\u7b56\uff0c\u9488\u5bf9AI\u5de5\u5177\u7684\u673a\u4f1a\u4e0e\u98ce\u9669\uff0c\u63d0\u793aUSPTO\u7a0b\u5e8f\u5f53\u4e8b\u4eba\u548c\u4ee3\u7406\u4eba\u76f8\u5173\u64cd\u4f5c\u6ce8\u610f\u8981\u70b9\uff0c\u5185\u5bb9\u81ea\u53d1\u5e03\u65e5\u5373\u8d77\u751f\u6548\u3002<\/p>\n

AI\u5de5\u5177\u7684\u673a\u4f1a\u4e0e\u98ce\u9669<\/span><\/p>\n

AI\u5de5\u5177\u53ef\u7528\u4ee5\u4ea7\u751f\u5185\u5bb9\u3001\u64b0\u5199\u6cd5\u5f8b\u7814\u7a76\u5907\u5fd8\u5f55\u3001\u6267\u884c\u5c3d\u804c\u8c03\u67e5\uff08due diligence\uff09\u5206\u6790\u3001\u81ea\u6cd5\u9662\u610f\u89c1\u4e66\u63d0\u53d6\u6cd5\u5f8b\u539f\u5219\u3001\u534f\u52a9\u51c6\u5907\u53d6\u8bc1\u76f8\u5173\u5de5\u4f5c\u3001\u5206\u6790\u5927\u91cf\u6570\u636e\u3001\u53d1\u73b0\u4eba\u773c\u65e0\u6cd5\u5bdf\u89c9\u7684\u6a21\u5f0f\uff0c\u56e0\u6b64\uff0c\u6108\u6765\u6108\u591a\u4e13\u5229\u4ece\u4e1a\u4eba\u5458\u4f7f\u7528AI\u5de5\u5177\u505a\u5148\u524d\u6280\u672f\u7814\u7a76\u3001\u81ea\u52a8\u68c0\u6838\u4e13\u5229\u7533\u8bf7\u6848\u4ef6\u5185\u5bb9\u3001\u6478\u7d22USPTO\u5ba1\u67e5\u5b98\u884c\u4e3a\u6a21\u5f0f\u3002USPTO\u4e13\u5229\u5ba1\u67e5\u5b98\u4e5f\u65e9\u5df2\u5f00\u59cb\u4f7f\u7528More Like This Document (MLTD)\u3001Similarity Search\u4e4b\u7c7b\u7684AI\u5de5\u5177\uff0c\u8f85\u52a9\u5176\u68c0\u7d22\u5ba1\u67e5\u3002<\/p>\n

\u7136\u800c\uff0cAI\u8f93\u51fa\u4e0d\u4e00\u5b9a\u5b8c\u6574\u7cbe\u786e\uff0c\u4f7f\u7528\u8005\u82e5\u672a\u786e\u5b9e\u628a\u5173\uff0c\u53ef\u80fd\u884d\u751f\u4e25\u91cd\u7684\u9519\u8bef\u9648\u8ff0\u53ca\u6f0f\u6d1e\uff0c\u4f8b\u5982\u6709\u5b9e\u9645\u6848\u4f8b\u53d1\u73b0\uff0cAI\u8f85\u52a9\u51c6\u5907\u7684\u6cd5\u5f8b\u8bc9\u72b6\u63f4\u5f15\u8d44\u6599\u4e3a\u865a\u6784\u5185\u5bb9\uff0c\u5e76\u5bfc\u81f4\u63d0\u4ea4\u8fd9\u4e9b\u8bc9\u72b6\u7684\u5f8b\u5e08\u53d7\u5230\u60e9\u5904\u3002\u6b64\u5916\uff0c\u4f7f\u7528AI\u5de5\u5177\u65f6\uff0c\u987b\u5411\u7b2c\u4e09\u65b9AI\u7cfb\u7edf\u5206\u4eab\u654f\u611f\u548c\u673a\u5bc6\u6570\u636e\uff0c\u6216\u6709\u8fdd\u53cd\u6280\u672f\u51fa\u53e3\u7ba1\u5236\u3001\u5883\u5916\u7533\u8bf7\u8bb8\u53ef\uff08foreign filing license\uff0c\u7b80\u79f0FFL\uff09\u7b49\u89c4\u5b9a\u7684\u53ef\u80fd\uff0c\u4e14\u4e0d\u65e0\u56fd\u5bb6\u5b89\u5168\u5c42\u9762\u7684\u98ce\u9669\u7591\u8651\u3002\u6709\u9274\u4e8e\u4e13\u5229\u53ca\u5546\u6807\u7533\u8bf7\u6848\u4ef6\u7684\u64b0\u7a3f\u51c6\u5907\u3001\u9001\u4ef6\u7533\u8bf7\u3001PTAB\u548cTTAB\u7b49\u7a0b\u5e8f\u90fd\u53ef\u80fd\u4f7f\u7528AI\u5de5\u5177\uff0c\u4e3a\u63d0\u5347\u5176\u4f7f\u7528\u6548\u76ca\u3001\u964d\u4f4e\u6f5c\u5728\u98ce\u9669\uff0cUSPTO\u6301\u7eed\u53d1\u5e03\u53ca\u66f4\u65b0\u76f8\u5173AI\u5de5\u5177\u4f7f\u7528\u6307\u5f15\u3002<\/p>\n

\u7f8e\u56fd\u73b0\u884c\u6cd5\u89c4\u6ce8\u610f\u8981\u70b9<\/span><\/p>\n

\u300a2024\u5e744\u6708\u6307\u5f15\u300b\u7279\u522b\u5c31AI\u8f85\u52a9\u5de5\u5177\u4e4b\u4f7f\u7528\uff0c\u63d0\u9192\u6ce8\u610f\u7f8e\u56fd\u4e13\u5229\u5236\u5ea6\u73b0\u884c\u89c4\u5b9a\u3002\u5185\u5bb9\u5305\u62ec\u4f46\u4e0d\u9650\u4e8e\uff1a<\/p>\n

(1) \u5766\u8bda\u4e0e\u5584\u610f\u4e49\u52a1\uff08duty of candor and good faith\uff09<\/strong><\/span><\/p>\n

\u4f9d37 CFR 11.303\uff0c\u7f8e\u56fd\u4e13\u5229\u4ee3\u7406\u4eba\u4e0eUSPTO\u7684\u4e1a\u52a1\u5f80\u6765\u672c\u5c31\u5e94\u8d1f\u5766\u8bda\u4e0e\u5584\u610f\u4e49\u52a1\uff0c\u4ee5\u4e13\u5229\u4e1a\u52a1\u4e3a\u4f8b\uff0c\u63d0\u4ea4\u4fe1\u606f\u63ed\u9732\u58f0\u660e\uff08information disclosure statement\uff0c\u7b80\u79f0IDS\uff09\u4ee5\u5448\u62a5\u53ef\u4e13\u5229\u6027\u5b9e\u8d28\u76f8\u5173\u4fe1\u606f\uff0c\u5f53\u662f\u5176\u4e2d\u6700\u5e38\u89c1\u7684\u4e00\u79cd\uff0c\u4f46\u5766\u8bda\u4e0e\u5584\u610f\u4e49\u52a1\u4e0d\u9650\u4e8e\u63d0\u4ea4IDS\uff0c\u51e1\u4e0eUSPTO\u5b98\u65b9\u6709\u6240\u5e94\u5bf9\u4ea4\u6d89\uff0c\u90fd\u5e94\u8bda\u5b9e\u4ee5\u5bf9\u3002\u6bd4\u65b9\uff0cUSPTO\u7a0b\u5e8f\u4efb\u4e00\u65b9\u5f53\u4e8b\u4eba\u53d1\u73b0\uff0c\u5148\u524d\u5411USPTO\u6216\u5176\u4ed6\u7f8e\u56fd\u653f\u5e9c\u673a\u6784\u63d0\u4ea4\u7684\u8d44\u6599\u4e3b\u5f20\u4e0d\u6b63\u786e\uff0c\u6216\u4e0e\u8be5\u65b9\u5176\u4ed6\u58f0\u660e\u7acb\u573a\u4e0d\u4e00\u81f4\uff0c\u987b\u7acb\u5373\u66f4\u6b63\u8bb0\u5f55\u3002<\/p>\n

USPTO\u672a\u89c4\u5b9a\u987b\u63ed\u9732\u6240\u8bf7\u53d1\u660e\u6216\u63d0\u4ea4\u6587\u4ef6\u7684AI\u4f7f\u7528\u72b6\u51b5\uff0c\u4f46\u82e5AI\u4f7f\u7528\u7a0b\u5ea6\u5df2\u8fbe37 CFR 1.56(b)\u5b9a\u4e49\u7684\u53ef\u4e13\u5229\u6027\u5b9e\u8d28\u76f8\u5173\uff0c\u5373\u6709\u4e49\u52a1\u5411USPTO\u63ed\u9732\u6b64\u4e00\u4fe1\u606f\u3002\u4f8b\u5982\u4e13\u5229\u7a3f\u4ef6\u7cfb\u5229\u7528AI\u64b0\u5199\uff0c\u8bf4\u660e\u4e66\u51fa\u73b0\u4e0d\u662f\u53d1\u660e\u4eba\u6784\u601d\u6240\u5f97\u7684\u5b9e\u65bd\u4f8b\uff0c\u8bf7\u6c42\u9879\u4e5f\u5199\u5165\u6b64\u4e00\u5b9e\u65bd\u4f8b\uff0c\u7533\u8bf7\u6848\u6240\u5217\u81ea\u7136\u4eba\u53d1\u660e\u4eba\u5bf9\u8be5\u8bf7\u6c42\u9879\u6240\u8bf7\u53d1\u660e\u65e0\u91cd\u5927\u8d21\u732e\uff0c\u5728\u8fd9\u79cd\u60c5\u51b5\u4e0b\uff0c\u5c06\u4ea7\u751f\u672a\u63d0\u793a\u6b63\u786e\u53d1\u660e\u4eba\u6216\u4e0d\u5177\u9002\u683c\u53d1\u660e\u4eba\u7684\u95ee\u9898\uff08\u56e0\u6b64\u9001\u4ef6\u524d\uff0c\u5e94\u518d\u786e\u8ba4\u6bcf\u4e00\u9879\u6240\u8bf7\u53d1\u660e\u662f\u5426\u7686\u6709\u6765\u81ea\u6240\u5217\u81ea\u7136\u4eba\u53d1\u660e\u4eba\u7684\u91cd\u8981\u8d21\u732e\uff09\u3002\u53c8\u5982\uff0c\u53d1\u660e\u8fc7\u7a0b\u4f7f\u7528AI\u8f85\u52a9\uff0c\u5047\u4f7f\u65e0\u6cd5\u80af\u5b9a\u6240\u8bf7\u53d1\u660e\u662f\u5426\u771f\u6709\u81f3\u5c11\u4e00\u4f4d\u81ea\u7136\u4eba\u53d1\u660e\u4eba\u7684\u91cd\u8981\u8d21\u732e\uff0c\u8fd9\u79cd\u7591\u8651\u610f\u5473\u7740\uff0c\u53d1\u660e\u8fc7\u7a0b\u4e2d\u81ea\u7136\u4eba\u53d1\u660e\u4eba\u4e0eAI\u7684\u4e92\u52a8\uff08\u6bd4\u65b9\u671f\u95f4AI\u4f7f\u7528\u7684\u8f93\u5165\u3001\u8f93\u51fa\u6570\u636e\uff09\uff0c\u53ef\u80fd\u5c5e37 CFR 1.56(b)\u5b9a\u4e49\u987b\u5448\u62a5\u7684\u53ef\u4e13\u5229\u6027\u5b9e\u8d28\u76f8\u5173\u4fe1\u606f\u3002<\/p>\n

\u518d\u8005\uff0c\u4f7f\u7528AI\u5de5\u5177\u8f85\u52a9\u64b0\u5199\u4e13\u5229\u7a3f\u4ef6\uff0c\u7533\u8bf7\u6848\u9001\u4ef6\u524d\u52a1\u987b\u518d\u6709\u771f\u4eba\u8fc7\u76ee\u3002\u6bd4\u65b9\uff0c\u4f7f\u7528AI\u64b0\u5199\u7f8e\u56fd\u4e13\u5229\u7a3f\u4ef6\u65f6\uff0c\u52a1\u987b\u5728\u7533\u8bf7\u6848\u9001\u4ef6\u524d\u5b8c\u6210\u6280\u672f\u5185\u5bb9\u68c0\u67e5\u5de5\u4f5c\uff0c\u5254\u9664\u660e\u77e5\u4e0d\u5177\u53ef\u4e13\u5229\u6027\u7684\u8bf7\u6c42\u9879\uff0c\u786e\u8ba4\u8bf4\u660e\u4e66\u53ca\u56fe\u5f0f\u63ed\u9732\u7684\u6280\u672f\u5185\u5bb9\u6b63\u786e\u3001\u7b26\u540835 U.S.C. 112\u5404\u9879\u8981\u4ef6\uff0c\u4e14\u6e05\u695a\u533a\u5206Prophetic Example\u4e0eActual Working Example\uff0c\u5426\u5219\uff0c\u7b49\u9001\u4ef6\u540e\u518d\u4fee\u6b63\uff0c\u6709\u53ef\u80fd\u5f15\u53d1New Matter\u95ee\u9898\uff1b\u5f53\u7136\uff0c\u5047\u4f7f\u7f8e\u56fd\u6848\u4e3b\u5f20\u7684\u5916\u56fd\u4f18\u5148\u6743\u6848\u5c31\u662f\u4ee5AI\u8f85\u52a9\u5199\u6210\uff0c\u6280\u672f\u5185\u5bb9\u68c0\u67e5\u5de5\u4f5c\u987b\u63d0\u524d\u5728\u4f18\u5148\u6743\u6848\u9001\u4ef6\u524d\u5c31\u5b8c\u6210\uff0c\u5426\u5219\uff0c\u7f8e\u56fd\u6848\u66f4\u6b63\u5176\u4e2d\u7684\u6280\u672f\u5185\u5bb9\u9519\u8bef\u65f6\uff0c\u53ef\u80fd\u968f\u4e4b\u4e27\u5931\u4f18\u5148\u6743\u4fdd\u62a4\u3002\u540c\u65f6\uff0c\u82e5\u4f7f\u7528AI\u63d0\u793a\u5177\u6709\u6216\u4e0d\u5177\u53ef\u4e13\u5229\u6027\u7684\u8bc1\u636e\uff08\u4f8b\uff1a\u5546\u4e1a\u4e0a\u7684\u6210\u529f\u3001\u957f\u4e45\u4ee5\u6765\u672a\u88ab\u6ee1\u8db3\u7684\u9700\u6c42\u3001\u5176\u4ed6\u6b21\u7ea7\u8003\u8651\u8bc1\u636e\uff09\uff0c\u6216\u64b0\u5199\u5ba3\u8a93\u4e66\uff08affidavit or declaration\uff09\u3001Petition\u3001\u6838\u9a73\u7b54\u8fa9\u7a3f\u4ef6\uff0c\u5b9c\u518d\u68c0\u89c6\u6240\u5217\u6cd5\u5f8b\u3001\u6280\u672f\u5185\u5bb9\u662f\u5426\u6b63\u786e\u5c5e\u5b9e\uff0c\u56e0\u4e3a\u4e0d\u8bba\u662f\u5426\u4f7f\u7528AI\uff0c\u4e0d\u8bba\u6709\u65e0\u4e3b\u89c2\u72af\u610f\uff0c\u63d0\u4ea4\u7ed9USPTO\u7684\u6587\u4ef6\u4e0d\u80fd\u63ba\u6742\u4e0d\u6b63\u786e\u7684\u9648\u8ff0\u8bc1\u636e\uff0c\u4e5f\u4e0d\u5bb9\u9057\u6f0f\u53ef\u4e13\u5229\u6027\u5b9e\u8d28\u76f8\u5173\u4fe1\u606f\u3002<\/p>\n

\u5546\u6807\u6848\u4ef6\u4ea6\u662f\u5982\u6b64\uff0c\u82e5\u4f7f\u7528AI\u751f\u6210\u6216\u8f85\u52a9\u5de5\u5177\u64b0\u5199\u5546\u6807\u7533\u8bf7\u3001\u6ce8\u518c\u5c55\u5ef6\u3001TTAB\u7a0b\u5e8f\u6587\u4ef6\uff0c\u53ca\u6838\u9a73\u7b54\u8fa9\u6216TTAB\u8bc9\u72b6\u6240\u5217\u63f4\u5f15\u8d44\u6599\u4e4b\u7c7b\uff0c\u9001\u4ef6\u524d\u52a1\u987b\u4ed4\u7ec6\u786e\u8ba4\u6240\u5217\u4e8b\u5b9e\u53ca\u9648\u8ff0\u662f\u5426\u4e3a\u771f\u3001\u6709\u8bc1\u636e\u652f\u6301\u3001\u7b26\u540837 CFR 11.18(b)\u8981\u4ef6\uff0c\u5c24\u5e94\u6ce8\u610f\u907f\u514d\u63d0\u4ea4AI\u751f\u6210\u4f46\u975e\u5546\u6807\u5b9e\u9645\u5546\u4e1a\u4f7f\u7528\u7684\u6837\u672c\uff0c\u53c8\u6216\u662f\u5176\u4ed6\u5e02\u573a\u4e0a\u5b9e\u9645\u4e0a\u627e\u4e0d\u5230\u7684AI\u751f\u6210\u8bc1\u636e\u3002\u672a\u6b63\u786e\u9610\u8ff0\u4e8b\u5b9e\u3001\u6cd5\u6761\u7684AI\u751f\u6210\u6750\u6599\uff0c\u5305\u62ec\u65e0\u5173\u6750\u6599\uff0c\u6216\u662f\u65e0\u8c13\u91cd\u590d\uff08unnecessarily cumulative\uff09\u6750\u6599\uff0c\u53ef\u88ab\u89c6\u4f5c\u662f\u4e3a\u4e0d\u5f53\u76ee\u7684\u63d0\u4ea4\u3001\u9020\u6210USPTO\u7a0b\u5e8f\u65e0\u8c13\u5ef6\u957f\u6216\u6210\u672c\u65e0\u8c13\u589e\u52a0\u7684\u6587\u4ef6\u3002<\/p>\n

(2) \u7b7e\u540d\u8981\u4ef6\u53ca\u76f8\u5e94\u5ba3\u8a93<\/strong><\/span><\/p>\n

\u5411USPTO\u63d0\u4ea4\u6587\u4ef6\uff0c\u539f\u5219\u4e0a\u8be5\u6587\u4ef6\u4e00\u5b9a\u8981\u6709\u7f72\u540d\u4eba\u4eb2\u81ea\u7b7e\u540d\uff0c\u4ee5\u786e\u4fdd\u5229\u7528AI\u8f85\u52a9\u5de5\u5177\u8349\u62df\u7684\u6587\u4ef6\u6709\u81ea\u7136\u4eba\u52a0\u4ee5\u68c0\u89c6\uff0c\u4e14\u6b64\u4e00\u81ea\u7136\u4eba\u76f8\u4fe1\u6587\u4ef6\u6240\u8ff0\u4e3a\u771f\u3001\u6587\u4ef6\u7684\u63d0\u4ea4\u975e\u51fa\u4e8e\u4e0d\u5f53\u76ee\u7684\u3002\u56e0\u4e3a\u4e00\u65e6\u4e8e\u6587\u4ef6\u4e0a\u7f72\u540d\uff0c\u4ee3\u8868\u7b7e\u540d\u4eba\u540c\u65f6\u4f9d37 CFR 11.18(b)\u5ba3\u8a93\uff1a(1)\u6240\u6709\u9648\u8ff0\u7686\uff08\u636e\u4fe1\u4e3a\uff09\u771f\uff0c\u82e5\u84c4\u610f\u4f5c\u4e0d\u5b9e\u865a\u5047\u9648\u8ff0\u3001\u4f7f\u7528\u6216\u5305\u542b\u4e0d\u5b9e\u865a\u5047\u9648\u8ff0\uff0c\u53ef\u4f9d18 U.S.C. 1001\u53ca\u5176\u4ed6\u5211\u6cd5\u89c4\u5b9a\u60e9\u5904\uff0c\u5e76\u53ef\u80fd\u4f1a\u635f\u5bb3\u6240\u63d0\u6587\u4ef6\u7684\u8bc1\u660e\u4ef7\u503c\uff1b\u4e14(2)\u63d0\u4ea4\u6587\u4ef6\u5e76\u65e0\u4e0d\u5f53\u76ee\u7684\u3001\u6cd5\u6761\u8bba\u8ff0\u6709\u6cd5\u89c4\u4f9d\u636e\u3001\u5404\u9879\u6307\u63a7\u548c\uff08\u53cd\u9a73\uff09\u4e8b\u5b9e\u8bba\u70b9\u7686\u6709\u8bc1\u636e\u652f\u6301\u3002<\/p>\n

\u540c\u7406\uff0c\u82e5\u7b7e\u540d\u63d0\u4ea4AI\u8f85\u52a9\u641c\u96c6\u5e76\u586b\u5177\u7684IDS\u8868\uff0c\u4f9d37 CFR 1.4(d)\uff0c\u8868\u793a\u7f72\u540d\u4eba\u5ba3\u8a93\u5df2\u505a\u8fc7\u5408\u7406\u8c03\u67e5\u3001\u786e\u8ba4\u8fc7IDS\u4e66\u8868\u53ca\u6bcf\u7b14\u5448\u62a5\u6570\u636e\u7686\u7b26\u540837 CFR 11.18(b)\u89c4\u8303\u3002\u4ee5IDS\u5448\u62a5\u5927\u91cf\u660e\u663e\u4e0d\u76f8\u5173\u3001\u4ec5\u6709\u64e6\u8fb9\u5173\u8054\u7684\u4fe1\u606f\uff0c\u7ee7\u800c\u52a0\u91cd\u5ba1\u67e5\u5b98\u5de5\u4f5c\u8d1f\u62c5\uff0c\u9664\u8fdd\u53cd37 CFR 11.18\u89c4\u5b9a\uff0c\u5e76\u53ef\u89c6\u4e3a\u662f\u5bfc\u81f4\u4e0d\u5fc5\u8981\u7a0b\u5e8f\u5ef6\u8bef\u3001\u65e0\u8c13\u52a0\u91cdUSPTO\u7a0b\u5e8f\u6210\u672c\u7684\u8fdd\u89c4\u884c\u4e3a\u3002<\/p>\n

\u603b\u4e4b\uff0c\u6240\u63d0\u6587\u4ef6\u82e5\u6709\u4e8b\u5b9e\u3001\u8bba\u70b9\u3001\u5f15\u7528\u6570\u636e\u95ee\u9898\uff0c\u5373\u53ef\u80fd\u672a\u6ee1\u8db337 CFR 11.18(b)\u5ba3\u8a93\u8981\u4ef6\u3002\u800c\u660e\u77e5\u6587\u4ef6\u6709\u91cd\u5927\u9519\u8bef\u5374\u672a\u52a0\u4ee5\u8ba2\u6b63\u3001\u4ecd\u5411USPTO\u63d0\u4ea4\uff0c\u5c31\u662f\u672a\u6ee1\u8db3\u5766\u8bda\u4e0e\u5584\u610f\u4e49\u52a1\u7684\u8868\u73b0\u3002\u8fdd\u89c4\u8005\uff0cUSPTO\u53ef\u5220\u9664\u95ee\u9898\u6587\u4ef6\u3001\u79fb\u4ea4OED\u60e9\u6212\u3001\u7ec8\u6b62\u76f8\u5173\u7a0b\u5e8f\u3002<\/p>\n

(3) \u4fe1\u606f\u4fdd\u5bc6<\/strong><\/span><\/p>\n

\u5229\u7528AI\u7cfb\u7edf\u6267\u884c\u524d\u6848\u68c0\u7d22\u3001\u7533\u8bf7\u6848\u64b0\u7a3f\u4e4b\u7c7b\uff0c\u53ef\u80fd\u5bfc\u81f4\u654f\u611f\u6216\u673a\u5bc6\u6570\u636e\u4e0d\u5c0f\u5fc3\u5916\u6cc4\u7ed9\u62e5\u6709AI\u7cfb\u7edf\u7684\u7b2c\u4e09\u65b9\uff0c\u5e76\u56e0\u800c\u9020\u6210\u53d1\u660e\u4eba\u7684\u635f\u5931\u3002\u5728\u4f7f\u7528\u8fd9\u7c7b\u5de5\u5177\u4e4b\u524d\uff0c\u52a1\u5fc5\u8be6\u9605\u5176\u4f7f\u7528\u6761\u6b3e\u3001\u9690\u79c1\u653f\u7b56\u53ca\u8d44\u5b89\u8bf4\u660e\u3002<\/p>\n

\u8b6c\u5982\uff0c\u4e3a\u6267\u884c\u524d\u6848\u68c0\u7d22\uff0c\u6216\u4e3a\u64b0\u5199\u8bf4\u660e\u4e66\u3001\u8bf7\u6c42\u9879\u3001\u6838\u9a73\u7b54\u8fa9\uff0c\u628a\u53d1\u660e\u76f8\u5173\u6570\u636e\u5582\u5165AI\u7cfb\u7edf\uff0c\u8fd9\u4e9b\u6570\u636e\u53ef\u80fd\u88ab\u62e5\u6709AI\u7cfb\u7edf\u7684\u7b2c\u4e09\u65b9\u7559\u505a\u4ed6\u7528\uff0c\u50cf\u662f\u6295\u5165\u540e\u7eedAI\u6a21\u578b\u8bad\u7ec3\u3001\u628a\u6570\u636e\u63d0\u4f9b\u7ed9\u5176\u4ed6\u7b2c\u4e09\u65b9\u4e4b\u7c7b\uff0c\u82e5\u884c\u4e3a\u4eba\u662f\u4e13\u5229\u4ee3\u7406\u4eba\uff0c\u6709\u8fdd\u53cd\u5ba2\u6237\u673a\u5bc6\u4fdd\u5bc6\u4e49\u52a1\u7684\u98ce\u9669\u3002\u53c8\u5047\u8bbe\u4ee3\u7406\u4eba\u9760\u7b2c\u4e09\u65b9\u5f00\u53d1AI\u7cfb\u7edf\u3001\u628a\u6570\u636e\u50a8\u5b58\u5728\u7b2c\u4e09\u65b9\u6570\u636e\u50a8\u5b58\u8bbe\u5907\u3001\u8d2d\u4e70\u73b0\u6210\u7684\u5546\u7528AI\u5de5\u5177\uff0c\u90fd\u987b\u786e\u8ba4\u5ba2\u6237\u6570\u636e\u771f\u80fd\u7ef4\u6301\u673a\u5bc6\u72b6\u6001\u3002<\/p>\n

\u9664\u6b64\u4e4b\u5916\uff0c\u4e00\u4ee3\u7406\u4eba\u82e5\u8d1f\u8d23\u7763\u5bfc\u5176\u4ed6\u4ee3\u7406\u4eba\u6216\u975e\u4ee3\u7406\u4eba\u4f5c\u4e1a\uff0c\u9664\u786e\u8ba4\u81ea\u8eab\u64cd\u4f5c\u65e0\u8fdd\u89c4\u884c\u4e3a\uff0c\u5e76\u987b\u786e\u8ba4\u53d7\u5176\u7763\u5bfc\u8005\u5728\u4f7f\u7528AI\u5de5\u5177\u6216AI\u76f8\u5173\u7b2c\u4e09\u65b9\u670d\u52a1\u65f6\uff0c\u4e5f\u90fd\u5207\u5b9e\u9075\u5b88\u76f8\u5173\u89c4\u8303\u51c6\u5219\u3002<\/p>\n

(4) \u5883\u5916\u7533\u8bf7\u8bb8\u53ef\u53ca\u51fa\u53e3\u7ba1\u5236\u89c4\u5b9a<\/strong><\/span><\/p>\n

\u7f8e\u56fd\u6cd5\u89c4\u89c4\u5b9a\uff0c\u51e1\u5c5e\u7f8e\u56fd\u5728\u5730\u53d1\u660e\uff0c\u672a\u5148\u7533\u8bf7\u7f8e\u56fd\u4e13\u5229\uff0c\u6216\u82e5\u5df2\u7533\u8bf7\u4f46\u672a\u6ee16\u4e2a\u6708\uff0c\u7686\u987b\u53d6\u5f97USPTO\u5883\u5916\u7533\u8bf7\u8bb8\u53ef\uff0c\u65b9\u53ef\u51fa\u5883\u7533\u8bf7\u4e13\u5229\uff0c\u6216\u628a\u6280\u672f\u6570\u636e\u4f20\u9001\u5230\u5916\u56fd\u4ee5\u51c6\u5907\u5916\u56fd\u7533\u8bf7\u9001\u4ef6\u3002[2]<\/a>\u56e0\u6b64\u4f7f\u7528AI\u7cfb\u7edf\u65f6\uff0c\u52a1\u987b\u6ce8\u610f\u4e0d\u4f1a\u56e0\u6b64\u5bfc\u81f4\u6570\u636e\u6570\u636e\u8fdd\u6cd5\u51fa\u5883\u3002<\/p>\n

\u6bd5\u7adf\uff0cAI\u5de5\u5177\u7684\u670d\u52a1\u5668\u53ef\u80fd\u4e0d\u5728\u7f8e\u56fd\u5883\u5185\uff0c\u6570\u636e\u8f93\u5165\u8fd9\u7c7bAI\u5de5\u5177\u540e\uff0c\u6709\u53ef\u80fd\u8fdd\u53cd\u7f8e\u56fd\u6280\u672f\u51fa\u53e3\u7ba1\u5236\u6216\u56fd\u5bb6\u5b89\u5168\u6cd5\u89c4\u3001\u4fdd\u5bc6\u547d\u4ee4\u3002\u4f46\u5373\u4f7fAI\u5de5\u5177\u7684\u670d\u52a1\u5668\u653e\u5728\u7f8e\u56fd\u5883\u5185\uff0c\u53ea\u8981AI\u7cfb\u7edf\u6709\u975e\u7f8e\u56fd\u4eba\u7684\u7ba1\u7406\u4eba\u5458\uff0c\u4ecd\u6709\u53ef\u80fd\u88ab\u89c6\u4e3a\u51fa\u5883\u3002\u53c8\u6216\u8005\uff0c\u4e07\u4e00AI\u7cfb\u7edf\u5f00\u53d1\u5546\u3001\u7ef4\u62a4\u65b9\u6570\u636e\u5916\u6cc4\uff0c\u7528\u6237\u6570\u636e\u4e0d\u514d\u6709\u8fde\u5e26\u66dd\u9732\u4e4b\u865e\u3002\u4f7f\u7528\u76f8\u5173AI\u5de5\u5177\u53ca\u670d\u52a1\uff0c\u52a1\u987b\u5c0f\u5fc3\u8c28\u614e\u3002<\/p>\n

<\/a>\u5907\u6ce8\uff1a<\/p>\n

\n
    \n
  1. \u300a\u4eba\u5de5\u667a\u80fd\u5de5\u5177USPTO\u5b9e\u52a1\u4f7f\u7528\u6307\u5f15\u300b\uff08Guidance on Use of Artificial Intelligence-Based Tools in Practice Before the United States Patent and Trademark Office\uff09\uff0889 FR 25609\uff09\uff0c\u539f\u6587\u8bf7\u89c1https:\/\/www.federalregister.gov\/documents\/2024\/04\/11\/2024-07629\/guidance-on-use-of-artificial-intelligence-based-tools-in-practice-before-the-united-states-patent<\/a>\u3002\u5728\u300a2024\u5e744\u6708\u6307\u5f15\u300b\u53d1\u5e03\u4e4b\u524d\uff0cUSPTO 2024\u5e742\u67086\u65e5\u5373\u66fe\u53d1\u5e03\u300a\u73b0\u884c\u6cd5\u89c4\u5bf9\u4eba\u5de5\u667a\u80fd\u4f7f\u7528\u76f8\u5173\u5f53\u4e8b\u4eba\u548c\u4ece\u4e1a\u4eba\u5458\u4e0d\u5f53\u884c\u4e3a\u7684\u9002\u7528\u6027\u300b\uff08The Applicability of Existing Regulations as to Party and Practitioner Misconduct Related to the Use of Artificial Intelligence\uff09\uff0c\u4e5f\u5c31\u662f\u300a2024\u5e744\u6708\u6307\u5f15\u300b\u6587\u4e2d\u6240\u79f0\u300a2024\u5e742\u6708\u6307\u5f15\u300b\uff08February 2024 Guidance\uff09\uff0c\u539f\u6587\u8bf7\u89c1https:\/\/www.uspto.gov\/sites\/default\/files\/documents\/directorguidance-aiuse-legalproceedings.pdf<\/a>\u3002\u82e5\u4e24\u8005\u5185\u5bb9\u62b5\u89e6\uff0c\u4ee5\u540e\u53d1\u5e03\u7684\u300a2024\u5e744\u6708\u6307\u5f15\u300b\u4e3a\u51c6\u3002<\/li>\n
  2. USPTO\u6838\u53d1\u7684\u5883\u5916\u7533\u8bf7\u8bb8\u53ef\uff0c\u5176\u8bb8\u53ef\u9879\u76ee\u4e0d\u5305\u62ec\u4e3a\u51c6\u5907\u7f8e\u56fd\u7533\u8bf7\u9001\u4ef6\u800c\u5148\u4f20\u9001\u6280\u672f\u6570\u636e\u5230\u5916\u56fd\u3002\u51c6\u5907\u7f8e\u56fd\u5728\u5730\u53d1\u660e\u7684\u7f8e\u56fd\u7533\u8bf7\u9001\u4ef6\u65f6\uff0c\u82e5\u9700\u8981\u5148\u4f20\u9001\u6280\u672f\u6570\u636e\u5230\u5916\u56fd\uff0c\u53ef\u80fd\u987b\u4e8b\u5148\u53d6\u5f97\u7f8e\u56fd\u5546\u52a1\u90e8\u4ea7\u4e1a\u5b89\u5168\u5c40\uff08Bureau of Industry and Security\uff0c\u7b80\u79f0BIS\uff09\u7684\u8bb8\u53ef\u3002BIS\u4e3a\u519b\u6c11\u4e24\u7528\u5927\u5b97\u7269\u54c1\u3001\u8f6f\u4ef6\u3001\u6280\u672f\uff08\u542b\u6570\u636e\u6570\u636e\uff09\u7684\u51fa\u53e3\uff0c\u9881\u5e03\u4e86\u7f8e\u56fd\u300a\u51fa\u53e3\u7ba1\u7406\u6761\u4f8b\u300b\uff08Export Administration Regulations\uff0c\u7b80\u79f0EAR\uff09\uff0c\u6240\u8c13\u51fa\u53e3\uff0c\u91ca\u51fa\u7f8e\u56fd\u7ba1\u5236\u6280\u672f\u8d44\u6599\u88ab\u975e\u7f8e\u56fd\u4eba\u53d6\u5f97\uff0c\u5c31\u662f\u4e00\u79cd\u53d7\u5230\u7ba1\u5236\u7684\u51fa\u53e3\u6001\u6837\u3002<\/li>\n<\/ol>\n<\/div>\n\n\n\n
    \n\n\n\n
    \n

    \u597d\u6d88\u606f\uff5e\u5317\u7f8e\u667a\u6743\u62a5\u6709\u5fae\u4fe1\u516c\u4f17\u53f7\u4e86\uff01<\/strong><\/span><\/p>\n

    \u300a\u5317\u7f8e\u667a\u6743\u62a5\u300b\u5185\u5bb9\u6db5\u76d6\u4e16\u754c\u5404\u56fd\u7684\u77e5\u8bc6\u4ea7\u6743\u65b0\u95fb\u3001\u91cd\u8981\u7684\u4fb5\u6743\u8bc9\u8bbc\u6848\u4f8b\u5206\u6790\u3001\u6cd5\u89c4\u89e3\u6790\uff0c\u4ee5\u53ca\u4ea7\u4e1a\u4e0e\u6280\u672f\u65b0\u77e5\u7b49\u7b49\u3002<\/p>\n

    \u7acb\u5373\u5173\u6ce8\u5317\u7f8e\u667a\u6743\u5fae\u4fe1\u516c\u4f17\u53f7\u2192 NAIP_IPServices<\/strong><\/p>\n

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    		\"\"<\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n","protected":false},"excerpt":{"rendered":"

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